Options for Change

Results: 504



#Item
371Financial system / Securities Exchange Act / Self-regulatory organization / U.S. Securities and Exchange Commission / Registered representative / Financial Industry Regulatory Authority / Security / New York Stock Exchange / United States securities law / Financial regulation / Financial economics

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Study Outline and Selection Specifications for the Limited Principal – Registered Options (Series 4) Examination Program

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Source URL: www.sec.gov

Language: English - Date: 2005-12-09 15:14:40
372Securities Exchange Act / Financial regulation / SEC filings / Economy of the United States / U.S. Securities and Exchange Commission / Chicago Board Options Exchange / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Fee Schedule for the CBOE Stock Exchange

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Source URL: www.sec.gov

Language: English - Date: 2010-09-30 14:15:19
373Financial regulation / 73rd United States Congress / Investment / Stock market / Self-regulatory organizations / Securities Exchange Act / U.S. Securities and Exchange Commission / Futures contract / Financial Industry Regulatory Authority / United States securities law / Financial economics / United States Securities and Exchange Commission

SRO Phlx: Order Granting Approval to Proposed Rule Change To Waive the Options Specialist Shortfall Fee for One Specialist Unit That Did Not Have a Specialized Quote Feed in Place

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Source URL: www.sec.gov

Language: English - Date: 2004-12-14 12:57:50
374Business / Financial Industry Regulatory Authority / Financial system / Securities Exchange Act / U.S. Securities and Exchange Commission / Municipal Securities Rulemaking Board / Security / Selling away / Registered Investment Advisor / United States securities law / Self-regulatory organizations / Financial regulation

Order Approving Proposed Rule Change to Remove the Exemption From the Trading Activity Fee for Transactions in Exchange Listed Options Effected by a Member When FINRA is not the Designated Options Examining Authority for

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Source URL: www.sec.gov

Language: English - Date: 2010-10-29 12:45:30
375Economy of the United States / Financial regulation / Securities Exchange Act / U.S. Securities and Exchange Commission / Chicago Board Options Exchange / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Dates for Pilot Programs

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Source URL: www.sec.gov

Language: English - Date: 2010-09-29 09:37:36
376Finance / Securities Exchange Act / International Securities Exchange / Chicago Board Options Exchange / American Stock Exchange / Market maker / Option / Futures contract / Exchange-traded fund / Financial economics / Financial markets / Investment

SRO Amex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC Providing $5 Quotation Spread Parameters for Quotations Submitted Electronically to ANTE and Correcting an

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Source URL: www.sec.gov

Language: English - Date: 2004-12-16 16:28:38
377Mathematical finance / Stock market / VIX / Chicago Board Options Exchange / Exchange-traded note / Implied volatility / Option / Futures contract / Volatility / Financial economics / Investment / Finance

Notice of Proposed Rule Change, as Modified by Amendment No. 1, to List Series with Up to 12 Expiration Months for Broad-Based Security Index Options Upon Which the Exchange Calculates a Volatility Index

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Source URL: www.sec.gov

Language: English - Date: 2010-09-07 14:51:35
378Options / Financial markets / Contract law / Futures contract / International Securities Exchange / Exercise / Derivative / Exchange-traded fund / Strike price / Financial economics / Finance / Investment

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary to Exchange Rule 903 Regarding Strike Price Intervals for Classes in the Short Term Option Series Program

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Source URL: www.sec.gov

Language: English - Date: 2012-11-14 08:24:53
379Investment / Chicago Board Options Exchange / Securities Exchange Act / Broker-dealer / Algorithmic trading / Financial economics / Financial markets / Finance

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Exposure Period for Crossing Orders in the Hybrid Trading System; Rel. No[removed], File No. SR-CBOE[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-12-08 12:16:31
380Investment / Economics / United States Securities and Exchange Commission / Chicago Board Options Exchange / Order / Auction / Options Price Reporting Authority / Market / Securities Exchange Act / Financial markets / Financial economics / Stock market

Notice of Filing of a Proposed Rule Change to Adopt a Simple Auction Liaison System to Auction Qualifying Marketable Orders for Potential Price Improvement; Rel. No[removed], File No. SR-CBOE[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-11-25 10:37:23
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